Perm Compliance Officer

Responsibility and Tasks

·       Examining laws and regulations applicable to the Company

·       Ensure that appropriate systems and controls to manage its legal and regulatory risks are in place and are in line with the internal policies and procedures

·       Provide advisory and manage any Anti-Money Laundering (AML) queries

·       Conduct due diligence checks and account/profile reviews at Client onboarding or periodically, in accordance to regulations and the Company’s policies

·       Review any transactional alerts or investment restrictions generated from portfolio management system

·       Review marketing materials, completion of appropriate forms and account forms

·       Work with relevant departments or personnel in case of customer and operational complaints

·       Identify and mitigate client relationships and/or account activities that may present sanctions risk

·       Conduct screenings and investigations on accounts or relationships where potential AML risks are detected

·       Provide investigation findings, recommendations and follow-up procedures, where applicable

·       To participate, assist or lead any compliance trainings and AML-related projects

Requirements:

·       At least ~5 years of relevant experience in a compliance department in EAM or Private Banking before

·       Able to prioritise and multi-task in a fast-paced environment

Salary:  $5000 – $7000

Location: CBD

Working hours: 9-6 pm mon-fri

Please state your availability, current and expected salary in the resume.

Tel: 6233 0450

WA: 8755-5290

Bryan Huang (R22104680)

We regret that only shortlisted candidates will be notified.

GMP Technologies (S) Pte Ltd   |   EA Licence: 11C3793   |   Bryan Huang  |   Registration No: R22104680